Resolving the Missing Financial Data Crisis: A Generative AI Pipeline for SEC 10-K Extraction

arXiv:2609.35864 · cs.CL · Submitted 2026-09-25 · Read on arXiv

cs.CL

Submitted: 2026-09-25

Updated: 2026-09-25

Code: https://github.com/ppnair27/AGenerative-AI-Pipeline-for-SEC-10-K-Extraction

Terminology

• Benchmark — 17× in this paper · explained in 2 episodes
• F1 Score — 14× in this paper · explained in 3 episodes
• Accuracy — 10× in this paper · explained in 1 episode
• Prompt Engineering — 8× in this paper · explained in 4 episodes
• Generative Model — 4× in this paper · explained in 2 episodes
• Generative Models — 4× in this paper · explained in 2 episodes
• Attention Mechanism — 2× in this paper · explained in 3 episodes
• Core — 2× in this paper · explained in 2 episodes
• Generative AI — 2× in this paper · explained in 2 episodes
• Knowledge Graph — 2× in this paper · explained in 7 episodes
• Large Language Models (LLMs) — 2× in this paper · explained in 6 episodes
• Benchmarking — 1× in this paper · explained in 3 episodes
• Chain-of-Thought (CoT) — 1× in this paper · explained in 4 episodes
• Consistency — 1× in this paper · explained in 3 episodes
• Contextual Awareness — 1× in this paper · explained in 2 episodes
• Energy Efficiency — 1× in this paper · explained in 3 episodes
• Fine-Tuning — 1× in this paper · explained in 5 episodes
• Generalization — 1× in this paper · explained in 13 episodes
• In-Context Learning — 1× in this paper · explained in 4 episodes
• Initial Data — 1× in this paper · explained in 2 episodes
• Knowledge graphs — 1× in this paper · explained in 2 episodes
• Ontology — 1× in this paper · explained in 2 episodes
• Semantic Drift — 1× in this paper · explained in 3 episodes
• Utilizing Modern Large Language Models — 1× in this paper

Sources

• A Scalable Data-Driven Framework for Systematic Analysis of SEC 10-K Filings Using Large Language Models
• ExtractGPT: Exploring the Potential of Large Language Models for Product Attribute Value Extraction
• Large-Scale Constraint Generation -- Can LLMs Parse Hundreds of Constraints?
• FinReflectKG: Agentic Construction and Evaluation of Financial Knowledge Graphs

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