Taking the Whys Seriously: Limitations of Counterfactual Explanations in Justification and Recourse
cs.CY, cs.AI
Submitted: 2026-08-31
Updated: 2026-08-31
License: http://creativecommons.org/licenses/by-nc-nd/4.0/
The gist: Counterfactual explanations (CEs) are widely used in explainable artificial intelligence (AI) to show how a model's outputs would change if the input features were manipulated.
Terminology
Abstract
Counterfactual explanations (CEs) are widely used in explainable artificial intelligence (AI) to show how a model's outputs would change if the input features were manipulated. This technique is used for a range of tasks such as debugging models, explaining predictions, justifying decisions, and providing algorithmic recourse. In this paper, we explore the normative legitimacy of employing counterfactuals in real-life model deployment settings. We discuss the different stakes involved in these different purposes for which CEs are commonly employed, and find stricter requirements for justification and recourse. In particular, we find that naive application of CEs for justification and recourse can lead to ignoring contestable choices made throughout the machine learning (ML) pipeline, thus obfuscating that decisions and counterfactuals for those decisions are also artifacts of an organization's materialized design and governance choices. We demonstrate this with four empirical experiments involving interventions at stages of the ML pipeline ``upstream" of the explanation itself, and show that these affect the generated counterfactuals. We find that an organization's choices on measurement models for feature and labels, business requirements, model validation, and the metric of model success have as much or more impact on the generated counterfactuals as the specifics of the generating method. Our findings underline the need to account for such choices upon providing justification and recourse, providing a stark reminder of the relational nature of these tasks. As putative justifications or recourse recommendations, CEs do not provide adequate answers to some important "why"-questions because they preclude consideration of whether the decision-maker ought to have acted differently.
Sources
- Time Can Invalidate Algorithmic Recourse
- Towards A Rigorous Science of Interpretable Machine Learning
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- AI Hiring with LLMs: A Context-Aware and Explainable Multi-Agent Framework for Resume Screening
- Counterfactual Explanations without Opening the Black Box: Automated Decisions and the GDPR
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