Thermal false vacuum decay near black holes is aspherical

arXiv:2608.12469 · gr-qc, astro-ph.CO, hep-ph, hep-th · Submitted 2026-08-12 · Read on arXiv

D. S. Gorbunov, D. G. Levkov, V. E. Maslov

Institute for Nuclear Research of the Russian Academy of Sciences · Moscow Institute of Physics and Technology · Institute for Theoretical and Mathematical Physics, MSU · Faculty of Physics, MSU

gr-qc, astro-ph.CO, hep-ph, hep-th

Submitted: 2026-08-12

Updated: 2026-08-14

Comments: 18 pages, 18 figures

License: http://arxiv.org/licenses/nonexclusive-distrib/1.0/

Importance score: 75/100

The gist: The paper studies the decay of a false vacuum state of a scalar field near a Schwarzschild black hole that is in thermal equilibrium with its environment at the Hawking temperature.

Terminology

Summary

The paper studies the decay of a false vacuum state of a scalar field near a Schwarzschild black hole that is in thermal equilibrium with its environment at the Hawking temperature. The scalar field model has a negative quartic self-coupling, resembling the Higgs sector of the Standard Model at large field values. The main result is that, for black holes that are not too small, the false vacuum decay is aspherical with respect to the black hole center, occurring via the formation of expanding true vacuum bubbles on the outer side of the event horizon.

Specifically, the authors identify three regimes of decay depending on the black hole radius r s (with m the scalar field mass):

  1. For the smallest and hottest black holes (r s r s(a) about 0.194 m-1), the dominant mechanism is thermal activation, creating spherically symmetric critical bubbles that cover the entire event horizon (Fig. 1a).

  2. For intermediate-mass black holes (r s(a) r s r s(b) about 0.211 m-1), thermal fluctuations still guide the decay, but the dominant critical bubble is aspherical, small, and squeezed to one side of the horizon (Fig. 1b).

  3. For the largest and coldest black holes (r s r s(b)), the main mechanism is quantum tunneling described by an infinitesimally thin bounce (a Fubini–Lipatov instanton) sitting at some point of the event horizon. This tunneling is also aspherical.

The suppression exponent S E of the decay rate about e-S E is piecewise smooth, with transitions between the three mechanisms at the critical radii r s(a) and r s(b), corresponding to Hawking temperatures T cr(a) about 0.41 m and T cr(b) about 0.377 m.

The paper provides analytical arguments and numerical evidence. For spherical critical bubbles, the authors show that they acquire additional negative modes (with 1) when r s > r s(a), making them unphysical. They then compute aspherical critical bubbles numerically, finding two branches, with the dominant one having a single negative mode. For large black holes, they demonstrate that the dominant solution is a Fubini–Lipatov instanton located on the horizon, whose action approaches the flat-space value S b = 8 pi 2/(3 lambda) in the unregularized limit.

The authors conclude that black hole–induced false vacuum decay is generically aspherical for not-too-small black holes, and this calls for reexamination of decay rates near black holes in other setups and models, including the Higgs vacuum decay.

Improvements for AI systems

Improvements to AI Systems Based on This Paper:

  1. Physics-Aware Symmetry Breaking in Generative Models
  • Improvement: Train AI models (e.g., diffusion or GANs for physical simulations) to explicitly incorporate symmetry-breaking conditions near curved spacetime, using the paper’s finding that false vacuum decay is generically aspherical for black holes above a critical radius.

  • Capability: The AI can generate accurate 3D bubble nucleation geometries (e.g., for cosmological simulations) without assuming spherical symmetry, reducing errors in predicting decay rates and bubble profiles near black holes.

  1. Adaptive Regime Detection for Quantum Field Theory Solvers
  • Improvement: Implement a classifier in AI-based solvers (e.g., neural operators for PDEs) that detects which decay regime applies (thermal spherical, thermal aspherical, or quantum tunneling) based on black hole radius r s and scalar mass m, using the critical thresholds r s(a) and r s(b).

  • Capability: The AI can automatically switch between numerical methods (e.g., Euclidean bounce solvers vs. instanton approximations) to compute decay rates with high efficiency and accuracy across all black hole sizes, avoiding costly full simulations.

  1. Negative Mode Counting in AI-Driven Instanton Searches
  • Improvement: Enhance AI optimization algorithms (e.g., for finding saddle points in field theory) to include a physics-informed penalty term that flags solutions with multiple negative modes (like the spherical bubbles for r s > r s(a)), based on the paper’s eigenvalue analysis.

  • Capability: The AI can automatically discard unphysical critical bubbles and converge to the dominant (single-negative-mode) solution, improving reliability of vacuum decay rate predictions in arbitrary gravitational backgrounds.

  1. Transfer Learning for Horizon-Localized Quantum Effects
  • Improvement: Pre-train a transformer or graph neural network on the paper’s analytical and numerical data for Fubini–Lipatov instantons near horizons, then fine-tune it for other black hole metrics (e.g., Kerr, Reissner-Nordström) or scalar potentials (e.g., Higgs-like).

  • Capability: The AI can rapidly predict decay rates and bubble shapes for new black hole parameters without re-solving the full Euclidean action, enabling real-time exploration of vacuum stability in astrophysical and cosmological models.

  1. Uncertainty Quantification for Piecewise-Smooth Decay Rates
  • Improvement: Integrate the piecewise nature of the suppression exponent S E into Bayesian neural networks or Gaussian processes, using the critical temperatures T cr(a) and T cr(b) as known change-points.

  • Capability: The AI can provide calibrated confidence intervals for decay rates near phase transitions, correctly handling discontinuities in derivatives—crucial for predicting whether a black hole triggers vacuum decay in particle physics models.

  1. Automated Literature-to-Simulation Pipeline
  • Improvement: Build an AI system that parses this paper’s equations and numerical results into executable code (e.g., for COMSOL or custom C++ solvers), including the boundary conditions for aspherical bubbles on the horizon.

  • Capability: The AI can automatically reproduce and extend the authors’ calculations for other scalar potentials or black hole masses, accelerating research on vacuum metastability in strong gravity.

  1. Reinforcement Learning for Bubble Dynamics Control
  • Improvement: Use the paper’s three-regime classification as a reward function in a reinforcement learning agent that optimizes initial conditions for false vacuum decay simulations (e.g., in lattice field theory).

  • Capability: The AI can discover novel decay pathways or boundary conditions that minimize computational cost while matching the predicted aspherical behavior, useful for large-scale cosmological simulations.

Sources

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