Fund2Persona: A Framework for Building and Refining Financial Advisor Personas from Fund Disclosure Data

arXiv:2606.29793 · cs.CL, q-fin.GN · Submitted 2026-06-29 · Read on arXiv

cs.CL, q-fin.GN

Submitted: 2026-06-29

Updated: 2026-09-07

Comments: 18 pages, 4 figures, 18 tables. EMNLP 2026 Industry Track

License: http://arxiv.org/licenses/nonexclusive-distrib/1.0/

Terminology

• Commentary — 43× in this paper · explained in 2 episodes
• Actor — 24× in this paper · explained in 3 episodes
• Alignment — 9× in this paper · explained in 1 episode
• Core — 7× in this paper · explained in 2 episodes
• Fidelity — 5× in this paper · explained in 2 episodes
• Benchmark — 3× in this paper · explained in 2 episodes
• Embeddings — 3× in this paper · explained in 2 episodes
• Accuracy — 2× in this paper · explained in 1 episode
• Grounding — 2× in this paper · explained in 3 episodes
• Pairwise Comparisons — 2× in this paper · explained in 2 episodes
• AI Agents — 1× in this paper · explained in 2 episodes
• Agentic Search — 1× in this paper · explained in 1 episode
• Consistency — 1× in this paper · explained in 3 episodes
• Generative AI — 1× in this paper · explained in 2 episodes
• Hallucination — 1× in this paper · explained in 3 episodes
• Iterative Refinement — 1× in this paper · explained in 3 episodes
• LLM judge — 1× in this paper · explained in 2 episodes
• Large Language Models (LLMs) — 1× in this paper · explained in 6 episodes
• Model-Agnostic — 1× in this paper · explained in 2 episodes
• Persona Prompting — 1× in this paper · explained in 2 episodes

Sources

• PERSONA: A Reproducible Testbed for Pluralistic Alignment
• Scaling Open-Ended Reasoning to Predict the Future
• Scaling Synthetic Data Creation with 1,000,000,000 Personas
• LLM Generated Persona is a Promise with a Catch
• Can LLM-based Financial Investing Strategies Outperform the Market in Long Run?
• Toward Expert Investment Teams:A Multi-Agent LLM System with Fine-Grained Trading Tasks
• LLM Agents Grounded in Self-Reports Enable General-Purpose Simulation of Individuals
• One Size Fits None: Heuristic Collapse in LLM Investment Advice
• Breaking Bad Financial Habits: How LLM Conversations Correct Financial Misconceptions

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